What is a critical element for the sustainability of a compliance program?

Linking the compliance program to measures of effectiveness is crucial for its sustainability because it ensures that the program is not only implemented but also continuously evaluated and improved. By establishing clear metrics and performance indicators, organizations can assess the effectiveness of their compliance efforts, identify areas in need of improvement, and demonstrate the program's value to stakeholders. This data-driven approach helps maintain engagement and support for the compliance program over time, as it shows that compliance is not just a policy but a dynamic process that contributes to the organization's overall risk management and ethical culture.

In contrast, adopting a static process would hinder adaptability and responsiveness to new regulations or risks. Disallowing feedback from staff can create an environment where issues are not reported or addressed, ultimately undermining the integrity of the compliance program. Exempting senior management from compliance undermines the program's authority and sends a message that compliance is not a priority at all levels of the organization, which can lead to a culture of non-compliance.